ASIC has banned Hobart-based financial adviser Hannah Jennings from providing financial services, carrying on a financial services business and ...

ASIC has applied to the New South Wales Supreme Court for the appointment of provisional liquidators to Semantic Software Asia Pacific Limited ...

Additional Australian financial services (AFS) licence conditions imposed on Societe Generale Securities Australia Pty Ltd (SGSAPL) in June 2020 have ...

Geoffrey Anthony Shannon, of Port Macquarie, NSW, has been charged with managing a corporation while disqualified. Mr Shannon was an undischarged ...

The Federal Court has dismissed ASIC’s application in relation to alleged breaches of consumer credit provisions by Cigno Pty Ltd (Cigno) and BHF ...

Life Trading Pty Ltd (‘Life Trading’) has paid a penalty of $200,000, and entered into an enforceable undertaking with ASIC, to comply with an ...

ASIC has updated its class order on exchange traded funds (ETF) to allow ETF issuers to use overseas market makers.  ASIC has made ASIC Corporations ...

ASIC has extended existing licensing relief for public offer trustees to include all registrable superannuation entities to ensure that non-public ...

Mr Farmouz Farhaad Mohammed (also known as Fred Mohammed), of Hope Island, Queensland has been found guilty of three counts of fraud and sentenced to ...

Yuhui Weng of Sydney, NSW, has been disqualified from managing companies for three years. Mr Weng was disqualified for his role in the failure of two ...