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5100 media releases found
25 October 2019 MEDIA RELEASE
19-291MR Former Brisbane-based employee permanently banned from providing financial services

ASIC has permanently banned Emma Maree Radke from providing financial services for engaging in misconduct which included dishonestly transferring ...

25 October 2019 MEDIA RELEASE
19-290MR Penalty orders re-imposed in proceedings against former Prime Trust directors

The Full Court of the Federal Court of Australia has made disqualification and pecuniary penalty orders against William Lewski, Mark Butler, Kim ...

23 October 2019 MEDIA RELEASE
19-289MR ASIC suspends the AFS licence of KP International Group Australia Pty Ltd

ASIC has suspended the Australian financial services (AFS) licence of Sydney-based financial services provider KP International Group Australia Pty ...

23 October 2019 MEDIA RELEASE
19-288MR ASIC assessment of Bloomberg Tradebook Australia Pty Ltd

The Australian Securities and Investments Commission (ASIC) has reported on its assessment of the markets operated by Bloomberg Tradebook Australia ...

21 October 2019 MEDIA RELEASE
19-287MR European Securities and Markets Authority and ASIC to co-operate on benchmarks

The European Securities and Markets Authority (ESMA) and the Australian Securities and Investments Commission (ASIC) are pleased to announce that ...

18 October 2019 MEDIA RELEASE
19-286MR Lime FS Pty Ltd agrees to shut down digital advice tools

Sydney-based Australian financial services (AFS) licensee, Lime FS Pty Ltd (Lime FS), has voluntarily shut down two digital advice tools following ...

18 October 2019 MEDIA RELEASE
19-285MR Former Brisbane financial adviser found guilty of fraud after three-week trial, sentenced to 12 years

Following an ASIC investigation and a three-week trial, former financial adviser Ben Jayaweera, of Mount Gravatt East, Queensland, has been found ...

17 October 2019 MEDIA RELEASE
19-284MR ASIC Annual Report for 2018-19

ASIC’s Annual Report for the 2018-19 financial year has been tabled today in the Australian Parliament. The report is a record of ASIC’s activities ...

17 October 2019 MEDIA RELEASE
19-283MR West Wits Mining writes down Indonesian assets and accounts for joint arrangement

ASIC notes the decision by West Wits Mining Limited (West Wits) to write down the total capitalised exploration and evaluation expenditure of $9.63 ...

17 October 2019 MEDIA RELEASE
19-282MR Former financial adviser in court on dishonesty charges of $1.865 million

Graeme Walter Miller, former director of Australian financial services licensee CFS Private Wealth Pty Ltd and also CFS Corporation Pty Ltd (CFS), ...

Last updated: 10/08/2024 11:23