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5100 media releases found
5 August 2019 MEDIA RELEASE
19-201MR Former Melbourne financial adviser permanently banned from providing financial advice

ASIC has permanently banned former financial advisor Robert Shane Michael of Bentleigh, Victoria, from providing financial services for engaging in ...

2 August 2019 MEDIA RELEASE
19-200MR ASIC consults on sunsetting class order for changing scheme constitutions

ASIC has today released a consultation paper proposing to remake class order, [CO 09/552] Changing scheme constitutions, on changing the constitution ...

1 August 2019 MEDIA RELEASE
19-199MR ASIC update on compensation by institutions for poor financial advice

Australia's five largest banking and financial services institutions have paid a total of $119.7 million in compensation as at 30 June 2019 to ...

31 July 2019 MEDIA RELEASE
19-198MR Trustees warned about influencing employers through improper inducements

ASIC has issued guidance to superannuation trustees today, reminding them that using improper inducements to influence employers in their choice of ...

31 July 2019 MEDIA RELEASE
19-197MR Review upholds Australian equity market’s record for cleanliness

A recent review by ASIC found Australian equity markets continue to operate with a high degree of integrity. Report 623 Review of Australian equity ...

30 July 2019 MEDIA RELEASE
19-196MR Former Leighton Holdings executive receives decision on sentence

The New South Wales District Court today indicated that Mr Peter Allan Gregg, a former director and chief financial officer of Leighton Holdings Ltd ...

30 July 2019 MEDIA RELEASE
19-195MR ASIC implements pause on admission of managed funds with internal market makers

ASIC has requested that exchange market operators do not admit any managed funds that do not disclose their portfolio holdings daily and have ...

29 July 2019 MEDIA RELEASE
19-194MR Queensland man committed to stand trial on charges of misleading ASIC

David Justin Burke, of Natural Bridge, Queensland, has been committed to stand trial on five charges following a committal hearing before the ...

29 July 2019 MEDIA RELEASE
19-193MR ASIC to consult market on securities lending and ‘substantial holding’ disclosure

ASIC today published Consultation Paper CP 319 on securities lending by agents, and subsequent disclosure of a substantial holding in a listed ...

25 July 2019 MEDIA RELEASE
19-191MR ASIC sues ANZ for misrepresentations and unconscionable conduct over account fees

ASIC confirms that it has now commenced proceedings in the Federal Court against Australia and New Zealand Banking Group Limited (ANZ). In these ...

Last updated: 10/08/2024 11:23