Sydney-based financial adviser, Sam Maxwell Henderson, has been banned from providing financial services for a period of three years following an ...

ASIC has acted to disqualify or add conditions to the registration of a number of auditors of self-managed superannuation funds (SMSFs). The actions ...

ASIC is inviting feedback on its proposal to ban unsolicited telephone sales of direct life insurance and consumer credit insurance (CCI). Such a ban ...

ASIC has cancelled the Australian financial services (AFS) licence of Melbourne based financial services provider, Golden Financial Group Pty Ltd ...

The New South Wales District Court has ordered a jury to enter verdicts of not guilty in relation to all charges against the chief executive officer ...

ASIC has disqualified Justin Lee Fischer of Rose Bay, NSW, from managing companies for three years for his involvement in two failed companies.  ...

ASIC has cancelled the Australian financial services licence (AFS licence) of Sydney-based financial services provider Australian Mutual Holdings ...

ASIC has cancelled the Australian financial services (AFS) licence of Hobart-based CWS Mortgage Ltd (CWS).  CWS operated the CWS Mortgage Fund ARSN ...

After commencing operations on 1 November 2018, the Australian Financial Complaints Authority (AFCA) advised ASIC that 58 financial services ...

ASIC has permanently banned Wayne Saman from providing financial services and engaging in credit activities and has cancelled the Australian credit ...