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5 June 2019 MEDIA RELEASE
19-130MR Perth adviser permanently banned by ASIC

ASIC has permanently banned Perth-based adviser Phillip Emidio Bruni from providing financial services. This follows an ASIC surveillance of advice ...

5 June 2019 MEDIA RELEASE
19-129MR ASIC amends relief conditions for superannuation and retirement calculators

ASIC has amended ASIC Corporations (Generic Calculators) Instrument 2016/207 to ensure that estimates produced by superannuation and retirement ...

4 June 2019 MEDIA RELEASE
19-128MR Douglas Johnston sentenced to 6 years imprisonment for defrauding investors

Following a two-week trial in the County Court of Victoria, former accountant, Douglas Johnston, was today sentenced to six years' imprisonment for ...

4 June 2019 MEDIA RELEASE
19-127MR ASIC consults on proposals to maintain investor protections by restricting retail offers of ‘stub-equity’ in control transactions

ASIC has today issued a consultation paper seeking feedback on proposals to address concerns with offers of ‘stub-equity’ to retail investors in ...

4 June 2019 MEDIA RELEASE
19-126MR ASIC charges David Anderson with fraud on Octaviar subsidiary company

Former Chief Financial Officer of Octaviar Limited, Mr David Mark Anderson, of the Gold Coast, Queensland, appeared in Southport Magistrates Court ...

3 June 2019 MEDIA RELEASE
19-125MR Macquarie Securities pays $300,000 infringement notice

Macquarie Securities (Australia) Limited (‘Macquarie’) has paid a penalty totalling $300,000 to comply with an infringement notice given by the ...

31 May 2019 MEDIA RELEASE
19-124MR Federal Court finds against Vocation Limited (In Liquidation) and three officers

The Federal Court of Australia has today delivered judgment in ASIC’s civil penalty proceedings against Vocation Ltd (In Liquidation) and its ...

31 May 2019 MEDIA RELEASE
19-123MR Gold Coast financial adviser banned for five years

ASIC has banned Gold Coast adviser Daniel John Renneberg from providing financial services for five years after a surveillance found that he had ...

31 May 2019 MEDIA RELEASE
19-122MR ASIC releases market integrity report

ASIC has today released its latest report on market integrity for the period 1 July to 31 December 2018. The report highlights some of the ...

30 May 2019 MEDIA RELEASE
19-121MR ASIC updates information for businesses on ICOs and crypto-assets

ASIC has released new information to help businesses involved with initial coin offerings (ICOs) and crypto-assets to consider their legal ...

Last updated: 10/08/2024 11:23