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10 May 2019 MEDIA RELEASE
19-110MR Supreme Court decision into Sydney liquidators

ASIC notes the decision of the Supreme Court of NSW, which declined to order an inquiry into the conduct of former Sydney liquidator Andrew Hugh ...

10 May 2019 MEDIA RELEASE
19-109MR ASIC obtains declarations against Goldsky companies

The Queensland Supreme Court made declarations that Goldsky Global Access Fund Pty Ltd, Goldsky Asset Management Australia Pty Ltd and Goldsky ...

10 May 2019 MEDIA RELEASE
19-108MR ASIC announces problem-solving regtech events for financial services industry

ASIC has launched three regulatory technology (regtech) events in conjunction with industry and other stakeholders to promote regtech adoption among ...

10 May 2019 MEDIA RELEASE
19-107MR Douglas Johnston found guilty of defrauding investors over $800,000

Mr Douglas Johnston of Carrum Downs, has been found guilty by the County Court of Victoria on nine dishonesty charges that resulted in approximately ...

9 May 2019 MEDIA RELEASE
19-107MR Regulators urge financial institutions to plan for LIBOR transition

The Australian Securities and Investments Commission (ASIC) has written to the CEOs of several major Australian financial institutions regarding ...

9 May 2019 MEDIA RELEASE
19-106MR Super fund removes ‘independent’ financial advice message and pays penalty

HostPlus Pty Ltd (HostPlus) has paid a $12,600 Infringement Notice penalty issued by ASIC. The Infringement Notice related to alleged misleading ...

7 May 2019 MEDIA RELEASE
19-105MR Former financial adviser pleads guilty to dishonestly obtaining client funds

Former financial adviser, Mr Trevor William Martin, has pleaded guilty in the District Court of NSW, to three counts of dishonestly obtaining client ...

3 May 2019 MEDIA RELEASE
19-104MR Former liquidator David Leigh sentenced to seven years imprisonment for fraud

Mr David John Leigh, of Sherwood, Queensland, has today been sentenced before the Brisbane District Court to seven years imprisonment, and will be ...

1 May 2019 MEDIA RELEASE
19-103MR ASIC suspends Australasia Wealth Services and Management’s AFS licence

ASIC has suspended the Australian financial services (AFS) licence of Sydney-based financial services provider Australasia Wealth Services Management ...

29 April 2019 MEDIA RELEASE
19-102MR Queensland director jailed on fraud charges

Former company director, Christopher Edward Eric Skelly, of Lark Hill, Queensland, has been sentenced to imprisonment on one charge of fraud after an ...

Last updated: 10/08/2024 11:23