ASIC has banned Mr Jeffrey Worboys and Mr Matthew Barnett from providing financial services for six years following an ASIC investigation. Mr ...

ASIC has successfully applied to the Federal Court of Australia for orders to appoint receivers and managers of former OTC derivatives issuer, ...

ASIC has banned Rodney Peters, of Mudgeeraba, Queensland, from providing financial services for 6 years. An ASIC delegate found Mr Peters ...

Following an ASIC investigation, Max Kiattisak Eung, of Tempe, New South Wales has been charged with two offences of obtaining financial advantage by ...

Restaurateur Mr Gaowei Shi (Mr Shi), of Highbury, South Australia, has pleaded guilty to one charge of falsifying company books. An ASIC ...

ASIC has banned Adelaide-based adviser Peter Anthony Chigwidden from providing financial services for a period of five years.  Following a review of ...

ASIC has called on superannuation trustees to provide helpful and balanced communications to their members regarding the Protecting Your Super ...

Perth-based accountant, Keith Douglas Bowker, has been banned from providing any financial services for six years. The banning follows an ASIC ...

ASIC has banned Queensland-based adviser Gregory Forster from providing financial services for a period of five years after a surveillance showed he ...

The Administrative Appeals Tribunal (AAT) has confirmed that Mr Robert Legat, a solicitor on the Gold Coast, should be banned from engaging in credit ...