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21 March 2019 MEDIA RELEASE
19-061MR ASIC permanently bans former Financial Wisdom advisor

ASIC has permanently banned Ms Anneliese Ada Willmott, a former financial advisor from Victoria, from providing financial services. Ms Willmott is a ...

21 March 2019 MEDIA RELEASE
19-060MR Yellow Brick Road writes down intangible assets

ASIC notes the decision by Yellow Brick Road Holdings Limited (Yellow Brick Road) to write down goodwill and other intangible assets of its Lending ...

20 March 2019 MEDIA RELEASE
19-059MR Notice from UK Financial Conduct Authority – African Land and Capital Carbon Credits schemes

Following action in the High Court in relation to a series of unregistered collective investment schemes, the Financial Conduct Authority of the ...

20 March 2019 MEDIA RELEASE
19-058MR ASIC winds up illegal land banking investment scheme and associated entities

ASIC has successfully sought orders from the Federal Court to wind up Melbourne-based company Aviation 3030 Pty Ltd (Aviation) on the basis that ...

19 March 2019 MEDIA RELEASE
19-057MR Withdrawn

Withdrawn in accordance with ASIC policy - see INFO 152 Public comment on ASIC's regulatory activities.  

18 March 2019 MEDIA RELEASE
19-056MR ASIC remakes 'sunsetting' class order about warrants and out of use notices

ASIC has remade Class Order [CO 08/781] Warrants: Out-of-use notices, which was due to expire on 1 April 2019. The new instrument, ASIC Corporations ...

15 March 2019 MEDIA RELEASE
19-055MR Former financial adviser Gabriel Nakhl sentenced to 10 years imprisonment

Former financial adviser, Gabriel Nakhl, has been sentenced to 10 years imprisonment for engaging in dishonest conduct, after being found guilty in ...

15 March 2019 MEDIA RELEASE
19-054MR ASIC reports on corporate finance regulation – July to December 2018

ASIC has published its tenth report on the regulation of corporate finance issues. The latest report covers the period from July to December 2018 and ...

13 March 2019 MEDIA RELEASE
19-053MR ASIC industry funding invoices due 15 March 2019

ASIC urges organisations and individuals that hold a licence and operate in an industry sector covered by the Government’s laws for industry funding ...

11 March 2019 MEDIA RELEASE
19-052MR AMP and Clayton Utz surrender in ASIC court battle over failure to produce documents

Clayton Utz has provided ASIC with its internal file notes from the firm’s interviews with current and former employees and officers of AMP, who were ...

Last updated: 10/08/2024 11:23