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5100 media releases found
11 March 2019 MEDIA RELEASE
19-051MR ASIC provides update on further reviews into fees-for-no-service failures

ASIC today released an update on the fees for no service (FFNS) further review programs undertaken by six of Australia's major banking and financial ...

8 March 2019 MEDIA RELEASE
19-050MR ASIC acts against SMSF auditor misconduct

ASIC has acted to disqualify, suspend or add conditions to the registration of a number of auditors of self-managed superannuation funds (SMSFs). ...

6 March 2019 MEDIA RELEASE
19-049MR ASIC consults on coverage of ePayments Code review

ASIC has today released a consultation paper (CP 310) seeking feedback on the proposed coverage of its review of the ePayments Code.  We are ...

5 March 2019 MEDIA RELEASE
19-048MR AAT affirms ASIC’s decision to refuse to grant a limited AFS licence

The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to refuse S & A Chalhoub Nominees Pty Ltd (Chalhoub Nominees) an ...

5 March 2019 MEDIA RELEASE
19-047MR Former company director and two pre-insolvency advisers charged with breaching director duties and money laundering

Mr Richard Ludwig of Broadbeach Waters Queensland, Mr Stephen O’Neill of Port Melbourne, Victoria and Mr John Narramore, of Main Beach Queensland, ...

28 February 2019 MEDIA RELEASE
19-046MR AAT upholds ASIC decision to refuse an application for a limited AFS licence

The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to refuse to grant a limited Australian financial services (AFS) licence to ...

28 February 2019 MEDIA RELEASE
19-045MR ASIC reports on licensing and professional registrations 2017-2018

ASIC’s latest report on its assessment of licensing and professional registration applications (excluding applications to be registered as a ...

27 February 2019 MEDIA RELEASE
19-044MR Disciplinary Committee cancels liquidator David Leigh’s registration

The registration of David John Leigh as a liquidator has been cancelled following a decision by a disciplinary committee. The Committee decided that ...

27 February 2019 MEDIA RELEASE
19-043MR Abu Dhabi Global Market and ASIC sign agreement to enhance collaboration

The Registration Authority (RA) of the Abu Dhabi Global Market (ADGM), and the Australian Securities and Investments Commission (ASIC) are pleased to ...

26 February 2019 MEDIA RELEASE
19-042MR ASIC bans director of Foster Stockbroking for three years

ASIC has banned Mr Mark Joseph Hinsley, of North Balgowlah, New South Wales, a director of Foster Stockbroking Pty Ltd (FSB), from providing ...

Last updated: 10/08/2024 11:23