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15 February 2019 MEDIA RELEASE
19-031MR Queensland lawyer pleads guilty to giving false or misleading information to ASIC

Mary-Anne Greaves, of Mount Sheridan, Queensland, has pleaded guilty before the Brisbane Magistrates’ Court to one count of giving false or ...

15 February 2019 MEDIA RELEASE
19-030MR Court restrains Advanced Wealth and Richard Gardner from carrying on an unlicensed financial services business

Following an ASIC investigation, the Supreme Court of Queensland has made orders restraining Advanced Wealth Financial Services Pty Ltd (Advanced ...

14 February 2019 MEDIA RELEASE
19-029MR ASIC supervision of registered liquidators for January 2017 to June 2018

ASIC has provided an overview of its supervision of registered liquidators during the period 1 January 2017 to 30 June 2018. Report 610 ASIC ...

14 February 2019 MEDIA RELEASE
19-028MR ASIC consults on updating its responsible lending guidance

ASIC has today issued a consultation paper to update its guidance on responsible lending (CP 309). ASIC’s guidance has been in place since 2010 when ...

12 February 2019 MEDIA RELEASE
19-027MR Former Sydney FX trader sentenced for falsifying trading entries

Former Sydney Deutsche Bank FX options and futures trader, Andrew Donaldson, has been sentenced in the District Court in Sydney to 18 months ...

12 February 2019 MEDIA RELEASE
19-026MR Byte Power pays $33,000 for alleged breach of disclosure obligations

ASX-listed company, Byte Power Group Limited (Byte Power), has paid a penalty of $33,000 after ASIC issued an infringement notice for an alleged ...

11 February 2019 MEDIA RELEASE
19-025MR AAT reduces banning period for two former Macquarie advisers

The Administrative Appeals Tribunal (AAT) has reduced the banning period for former Macquarie advisers, Mark Alexander Landau and Marcus Roderick ...

11 February 2019 MEDIA RELEASE
19-024MR Former mining executive sentenced to serve 9 months for insider trading

Former managing director of mining company Golden Fields Resources Pty Ltd, Mr Darren James Lind, has been sentenced by the District Court of South ...

8 February 2019 MEDIA RELEASE
19-023MR Preparing for Brexit

The United Kingdom (UK) is scheduled to leave the European Union (EU) on 29 March 2019 (‘Brexit’). The terms of the UK's exit remain subject to ...

7 February 2019 MEDIA RELEASE
19-022MR Australian Corporate Bond Company Pty Ltd pays $25,200 for misleading promotional statements

Australian Corporate Bond Company Pty Ltd (ACBC) has paid $25,200 in penalties after ASIC issued two infringement notices for alleged misleading ...

Last updated: 10/08/2024 11:23