The Federal Court of Australia has disqualified Michael Grochowski and Ian Stephens from managing corporations for five and a half years and four ...

ASIC today welcomed the final report of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry and ...

Former Adelaide financial adviser, James Gibbs, has pleaded guilty to 28 dishonesty offences committed when he was a financial planner and director ...

Commonwealth Financial Planning Limited (CFPL) has failed to provide ASIC with an attestation and with an acceptable Final Report from the ...

ASIC today announces the launch of the Global Financial Innovation Network (GFIN). As part of its launch, GFIN is inviting applications from firms to ...

ASIC today published its overview of the 2018 annual general meeting (AGM) season for ASX 200 listed companies. Report 609 builds on last year’s ...

ASIC has cancelled the Australian financial services (AFS) licence of Sydney-based Jade Capital Partners Pty Ltd (Jade Capital), which provided ...

ASIC today announced the results from a review of the 30 June 2018 financial reports of 215 listed and other public interest entities. Arising from ...

ASIC today issued a report on the results from its audit firm inspections for the period 1 January 2017 to 30 June 2018. ASIC conducted inspections ...

ASIC has banned Hobart financial planner Matthew Geappen from providing financial services for a period of five years. ASIC’s concerns related to Mr ...