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5099 media releases found
16 November 2018 MEDIA RELEASE
18-344MR ASIC’s review of high-frequency trading reinforces strength of Australian market structure

ASIC has today reported on its latest review of the impact of high-frequency trading in the Australian equity and Australian-US dollar cross-rate ...

14 November 2018 MEDIA RELEASE
18-343MR ASIC bans former Perth financial services representative after stealing conviction

ASIC has permanently banned Mr Craig James Wilson from providing financial services and engaging in credit activities, after he was convicted by the ...

14 November 2018 MEDIA RELEASE
18-342MR ASIC reports on corporate insolvencies 2017–18

ASIC today published its annual overview of corporate insolvencies based on statutory reports lodged by external administrators for the 2017–18 ...

9 November 2018 MEDIA RELEASE
18-341MR Court orders penalties and other relief against Westpac for BBSW conduct

The Federal Court of Australia today ordered Westpac Banking Corporation (Westpac) pay a pecuniary penalty of $3.3 million for contravening s12CC of ...

9 November 2018 MEDIA RELEASE
18-340MR ASIC cancels AGM Markets licence for unconscionable conduct and unmanaged conflicts of interest

ASIC has cancelled the Australian financial services (AFS) licence of the retail OTC derivative issuer, AGM Markets.  An ASIC investigation found ...

8 November 2018 MEDIA RELEASE
18-339MR Queensland liquidator committed on fraud charges

Mr David John Leigh, 56, of Sherwood, Queensland, has been committed by the Brisbane Magistrates’ Court on fraud charges and will be sentenced by the ...

8 November 2018 MEDIA RELEASE
18-338MR ASIC begins consultation on updated competence requirements for advice licensees

The Australian Securities and Investments Commission (ASIC) is inviting input on proposed updates to our organisational competence requirements for ...

8 November 2018 MEDIA RELEASE
18-337MR Local Appliance Rentals to remediate customers and pays $257,500

Local Appliance Rentals (LAR) has paid $257,500 after ASIC identified concerns regarding LAR meeting its responsible lending obligations and its ...

7 November 2018 MEDIA RELEASE
18-336MR Man pleads guilty to misleading ASIC about shareholding

Mr John Lindsay Merity, of North Nowra, New South Wales, has pleaded guilty before the District Court of New South Wales to charges of giving false ...

6 November 2018 MEDIA RELEASE
18-335MR AFCA open for business: time for licensees to update ASIC with their AFCA membership details

ASIC has welcomed the achievement of a major milestone for Australian consumers and small business – the start of Australia’s new financial services ...

Last updated: 10/08/2024 11:23