More than 35,000 financial firms required to join the Australian Financial Complaints Authority (AFCA) have now joined the scheme.   There are more ...

ASIC will cancel the Australian financial services (AFS) licence of Austplan Pty Ltd (Austplan) effective from 25 November 2018 by agreement with the ...

Mr. John Edward Featherstone, of Norman Gardens, Queensland, has been charged with the fraudulent removal of property of a company. ASIC alleges ...

ASIC has disqualified Charles Montgomery Clarke, of Glen Iris, Victoria, from managing companies for the maximum period of five years. Mr. Clarke is ...

Consumers will soon have access to high-quality, comparable data on life insurance claims and disputes after the Australian Prudential Regulation ...

Sydney-based authorised representative Eli Ekman, of Dover Heights, NSW, has been prohibited from providing any financial services in any capacity ...

On 13 April 2018, ASIC announced that it had accepted a Court-enforceable undertaking (EU) from Commonwealth Financial Planning Limited (CFPL) ...

Mr Andrew Law, of Biggera Waters, Queensland, has been charged with three offences under the Corporations Act after allegedly making false or ...

Mr Brenton Jeffrey Strauss of Murray Bridge, South Australia has pleaded guilty to acting as an officer of a company while it was under external ...

ASIC has cancelled the Australian financial services (AFS) licence of Direct FX Trading Pty Ltd (AFS licence 305539) (Direct FX) following serious ...