ASIC has released a new legislative instrument relating to the professional standards reforms for financial advisers, as announced on 1 August 2018 ...

Spectrum Wealth Adviser, Gurumukh Singh Mehra, has been banned from providing financial services for a period of three years, after ASIC surveillance ...

An ongoing ASIC investigation has resulted in the permanent banning of former National Australia Bank (NAB) branch manager Mathew Alwan from engaging ...

ASIC has issued a new legislative instrument that provides various relief and modifications to the laws in relation to short selling (the Short ...

The US Commodity Futures Trading Commission (CFTC) and the Australian Securities and Investments Commission (ASIC) today signed an arrangement to ...

The Luxembourg Commission de Surveillance du Secteur Financier (CSSF) and the Australian Securities and Investments Commission (ASIC) today signed a ...

Mrs Shilpa Karandikar and Mr Shrikrishna Karandikar of Clarinda, Victoria have separately appeared in the Moorabbin Magistrates Court on 3 October ...

ASIC and the Commonwealth Director of Public Prosecutions have successfully appealed the sentence of Ricky David Gillespie, a former senior financial ...

Metricon Homes Pty Ltd (Metricon) has paid $50,400 in penalties after ASIC issued four infringement notices for misleading advertising aimed at first ...

ASIC has today released a consultation paper proposing to remake its class order on share and interest purchase plans. The class order is due to ...