ASIC is continuing to monitor the financial advice industry’s use of restricted terms ‘independent’ and ‘independently owned’, taking steps to ...

ASIC today announced the results from a review of the 31 December 2017 financial reports of 90 listed and other public interest entities. Arising ...

ASIC has released a consultation paper proposing changes to the capital requirements for market participants, which prescribe the minimum amount of ...

ASIC's review into credit card lending in Australia has found that 18.5% of consumers are struggling with credit card debt. ASIC reviewed 21.4 ...

ASIC has today issued a consultation paper (CP 303) which proposes responsible lending assessments for credit cards be based on whether the consumer ...

ASIC has commenced proceedings in the Supreme Court of Queensland against: Brett Andrew Gordon, a former financial adviser; Refocus Financial Group ...

ASIC has accepted a court enforceable undertaking from Goldman Sachs Australia Pty Ltd (GS Australia) to improve controls relating to bookbuild ...

ASIC has commenced proceedings in the Federal Court of Australia against Linchpin Capital Group Ltd (Linchpin) and Endeavour Securities (Australia) ...

Former insurance broker, Mr Sergio Amaranti, appeared before the Perth Magistrates Court on 29 June 2018 charged with seven counts of dishonest ...

On 28 June 2018, ASIC accepted a Court Enforceable Undertaking from Melbourne-based Dover Financial Advisers Pty Ltd and its sole director, Mr Terry ...