ASIC has extended for two years seven class orders giving relief to foreign financial service providers (FFSPs) providing financial services to ...

Former financial adviser, Gabriel Nakhl, appeared in the Local Court of New South Wales yesterday on 19 charges brought by ASIC of engaging in ...

Following an application made by ASIC on 19 August 2016, the Federal Court of Australia has made orders limiting the ability of Aviation 3030 Pty Ltd ...

As part of its ongoing work to curb illegal phoenix activity, ASIC has completed a proactive surveillance program that monitored the integrity of the ...

LT Management Pty Limited (LT Management) has paid a $10,800 infringement notice penalty after making potentially misleading statements about the ...

ASIC has banned Adelaide financial adviser Michael Mahoney from providing financial services for a period of four years. Mr Mahoney was employed by ...

ASIC has permanently banned Mr Sandeep Madhoji from providing financial services or  engaging in credit activity after he was sentenced to ...

ASIC's claim against Simon Tickner and Lisa Darcy, former directors of LM Investment Management Ltd (LMIM), has been dismissed by consent. In 2014, ...

On 9 September 2016, the Administrative Appeals Tribunal (AAT) upheld ASIC's decision to disqualify Mr Abe Samuel from being an approved self-managed ...

Sanhe Building Materials Technology Company Limited (Sanhe), a company listed on the Sydney Stock Exchange (formerly Asia Pacific Stock Exchange), ...