ASIC is making enquiries of a number of responsible entities of registered managed investment schemes regarding their risk management practices. The ...

The corporate regulator, ASIC, is well advanced with work on an industry-wide public register of financial advisers to be up and running at the end ...

Following ASIC action, Goldhype Pty Ltd (trading as Smart Link Rentals) and the following businesses have agreed to refund consumers for rental ...

The Full Federal Court has dismissed an appeal by Mr Mervyn Ross Tarrant of Albion Park, New South Wales, to overturn his seven-year banning from ...

ASIC is warning the public not to deal with Shaun Gregory Morgan who is offering unlicensed financial services through a number of websites. In ...

Australian unlisted public companies Johnson Matthey Holdings Limited and Johnson Matthey (Aust.) Limited have been fined a total of $10,000 for ...

ASIC today released details of its expenditure associated with international travel by Chairman Greg Medcraft for the second half of 2014. Also ...

Bundaberg-based building society Wide Bay Australia Limited (Wide Bay) will improve its responsible lending practices following ASIC concerns with ...

Following concerns raised by ASIC, National Warranty Company (NWC)  has agreed to remove statements on its website that implied that being regulated ...

QBE Insurance (Australia) Limited (QBE) will make changes to its outsourcing of escalated complaints and dispute resolution after ASIC raised ...