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ASIC has accepted an enforceable undertaking (EU) from First Prudential Markets Pty Ltd (First Prudential) relating to concerns about its compliance ...
ASIC has accepted a number of variations to the Enforceable Undertaking (EU) entered into with Commonwealth Securities Ltd (CommSec), and Australian ...
Four Australian public companies have been convicted and fined for failing to lodge financial reports, taking ASIC's prosecutions to 10 since 1 July ...
Foreign exchange (FX) business, Monarch FX Group Pty Ltd (Monarch FX) and its former director and general manager, Quinten Hunter, have been ...
ASIC has accepted an enforceable undertaking (EU) from biotech company NuSep Holdings Limited following concerns over its corporate governance, ...
ASIC has cancelled the registration of the auditor of Gippsland Secured Investments (GSI) following a deficient audit of the since collapsed ...
Avestra Asset Management Limited has been convicted and fined for breaching takeover laws. Appearing in the Melbourne Magistrates Court on 16 ...
ASIC has cancelled the Australian financial services (AFS) licence of Protect Ensure Pty Ltd. This follows their licence being suspended earlier this ...
ASIC today released the Australian Financial Attitudes and Behaviour Tracker (the Tracker), a new piece of research that explores some key financial ...
Following an investigation by ASIC, Interactive Brokers LLC (IB), a US-based online brokerage firm, will refund approximately $1.5 million in fees ...
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