An unlisted public company marketing online adult services has been fined $12,000 for failing to lodge financial reports with ASIC for three ...

Etrade Australia Securities Limited (Etrade) has paid a penalty of $55,000 to comply with an infringement notice given to it by the Markets ...

An ASIC review of ‘low doc’ home loans following the introduction of responsible lending laws has found lenders have tightened their lending ...

ASIC today welcomed its agreement with the Bank of Queensland Limited (BOQ) for BOQ to pay approximately $17 million as compensation for losses ...

ASIC has banned Michael Richard Irwin, a Rockhampton-based former financial adviser, from providing financial services for five years. ASIC banned ...

Paul Anthony Scott, a Queensland-based accountant, has been charged with lodging false documents with ASIC. The offences are alleged to have ...

Invast Financial Services Pty Ltd (Invast), an Australian financial services (AFS) licensee based in Sydney, has paid $20,400 in penalties after ASIC ...

Financial advisers’ record-keeping obligations have been updated, following industry consultation. The updated obligations require Australian ...

Datasets from ASIC’s companies register are now accessible via the Australian Government data.gov.au website. Each month freely available data from ...

ASIC today reports on the results of two financial advice industry engagement projects conducted during the 2013–14 financial year. This work ...