A proactive ASIC review of Australian financial services (AFS) licensees that failed to lodge audited annual statements has led to ASIC cancelling ...

ASIC has permanently banned Queensland-based financial adviser, Mr Thanh Quoc Tu, from engaging in providing financial services. For most of the ...

ASIC today published feedback it has received on the risks posed to investors by complex products and options for mitigating these risks. In January ...

ASIC has permanently banned Mr Rudy Noel Frugtniet, a former Victorian finance broker, from engaging in credit activities after it was found he ...

The Australian Securities and Investments Commission (ASIC) has welcomed the results of the first international study of students' financial literacy ...

ASIC has cancelled the registration of liquidator, Mr Pino Fiorentino, following a successful application to the disciplinary body, the Companies ...

The Australian Competition and Consumer Commission (ACCC) and the Australian Securities and Investments Commission (ASIC) have launched an updated ...

ASIC today released a report on our review of fee and cost disclosure practices in the superannuation and managed investment industry. ASIC ...

From 1 July 2014, the Tax Practitioners Board (TPB) regulates financial advisers who provide tax (financial) advice services under the Tax Agent ...

ASIC has permanently banned former financial adviser Tina Louise McPhee of South Australia from providing financial services and from engaging in ...