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5104 media releases found
8 April 2014 MEDIA RELEASE
14-071MR ASIC's submission to the 2014 Financial System Inquiry

ASIC has released its submission to the 2014 Financial System Inquiry (Murray Inquiry). The submission sets out: ASIC’s role and how it has ...

7 April 2014 MEDIA RELEASE
14-070MR ASIC launches small business stakeholder survey

ASIC has launched an online survey to gather feedback on its services and engagement with the small business sector. 'Small businesses account for ...

2 April 2014 MEDIA RELEASE
14-066MR ASIC response to James Wheeldon allegations

ASIC rejects completely comments made today under parliamentary privilege by a former employee Mr James Wheeldon about ASIC’s granting of relief in ...

28 March 2014 MEDIA RELEASE
14-061MR ASIC permanently bans former WA accountant

ASIC has permanently banned former accountant, Mr Arden Rodrick Wittensleger, 44, of Menora in Western Australia, from providing financial services ...

25 March 2014 MEDIA RELEASE
14-056MR ASIC permanently bans former authorised representative

ASIC has permanently banned Mr Phillip Gregory Spark from providing financial services after an ASIC investigation found he had engaged in ...

20 March 2014 MEDIA RELEASE
14-055MR ASIC reports on penalties for corporate wrongdoing

ASIC today released Report 387 Penalties for corporate wrongdoing (REP 387). REP 387 reviews penalties in Australia for corporate wrongdoing to ...

19 March 2014 MEDIA RELEASE
14-053MR ASIC publishes seventh market supervision report

Today ASIC published its seventh report on the supervision of Australian financial markets and market participants. Report 386 ASIC supervision of ...

18 March 2014 MEDIA RELEASE
14-052MR ASIC cancels Australian financial services licence of AIE Fiduciary Services Pty Ltd

ASIC has cancelled the Australian financial services (AFS) licence of AIE Fiduciary Services Pty Ltd (AIE) following an application by AIE. The ...

17 March 2014 MEDIA RELEASE
14-047MR ASIC information sheet on audit quality

ASIC has released information to help directors and audit committees develop robust standards as part of its commitment to improve audit quality. ...

12 March 2014 MEDIA RELEASE
14-044MR Statement on Financial Ombudsman Service review

ASIC welcomes the release of the 2013 Independent Review of the Financial Ombudsman Service (FOS) and FOS’s response to the review’s ...

Last updated: 10/08/2024 11:23