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5105 media releases found
9 April 2013 MEDIA RELEASE
13-073MR ASIC releases policy on cooperation and third enforcement report

ASIC today released its approach on dealing with people who cooperate with its investigations. Key points: It is ASIC policy to encourage and ...

5 April 2013 MEDIA RELEASE
13-072MR ASIC releases information sheets on Stronger Super provisions

ASIC today released four information sheets covering aspects of the Stronger Super reforms, including providing intra-fund advice and disclosure ...

28 March 2013 MEDIA RELEASE
13-066MR ASIC consults on trade reporting obligations for OTC derivatives

ASIC today proposed draft rules addressing the mandatory trade reporting obligations for over-the-counter (OTC) derivatives such as interest rate ...

27 March 2013 MEDIA RELEASE
13-065MR ASIC finalises regulatory framework for retail trading of Commonwealth Government Securities

ASIC has amended existing market integrity rules and related guidance to help with the introduction of retail trading of Commonwealth Government ...

27 March 2013 MEDIA RELEASE
13-064MR ASIC releases guidance for operating and financial reviews

ASIC today released a regulatory guide to improve disclosure in annual reports of listed entities. The operating and financial review (OFR) forms ...

25 March 2013 MEDIA RELEASE
13-063MR Public warned about scams impersonating ASIC and Sydney Credit Union

ASIC warns the public to be wary of an email claiming to be from Sydney Credit Union Ltd and which contains references to ASIC Chairman, Greg ...

25 March 2013 MEDIA RELEASE
13-062MR ASIC and the French AMF update MOU on assistance and mutual cooperation

Sydney, March 25, 2013 – ASIC and its French counterpart the Autorité des Marchés Financiers (AMF) have signed an updated memorandum of ...

22 March 2013 MEDIA RELEASE
13-061MR ASIC warns consumers about Global Capital Wealth

ASIC has warned consumers about the activities of a cold-calling investment scam using the name ‘Global Capital Wealth’. The scammers offer ...

21 March 2013 MEDIA RELEASE
13-060MR ASIC permanently bans Sydney insurance broker

ASIC has permanently banned Sydney insurance broker, Mr Ronald Coshott, from providing financial services after an investigation found he engaged ...

21 March 2013 MEDIA RELEASE
13-059MR ASIC consults on risk management for responsible entities

ASIC today released a consultation paper and proposed regulatory guidance on risk management practices for responsible entities in the managed ...

Last updated: 10/08/2024 11:23