ASIC has permanently banned Driss Doukari, a former mortgage broker, from engaging in credit activities and from providing financial services after ...

ASIC today released a consultation paper proposing amendments to periodic statement requirements. The paper also proposes relief for managed ...

ASIC today released final guidance for two aspects of the Future of Financial Advice (FOFA) reforms – the best interests duty and scaled advice. The ...

ASIC will have tools similar to those used by high frequency traders built into its new market surveillance system. ASIC has chosen First ...

ASIC today released a feedback report (REP 320) responding to submissions on our consultation on revised financial requirements for issuers of ...

ASIC today released an information sheet outlining the approach it takes on claims of legal professional privilege (LPP). ASIC has compulsory ...

ASIC has written to superannuation trustees reminding them about disclosure requirements associated with advertising for superannuation products. ...

ASIC’s priority is to ensure market integrity is maintained and that markets are fair, orderly and transparent. Given the current public interest in ...

ASIC today released guidance to assist auditors of self managed superannuation funds (SMSF) register with ASIC. The guidance has been issued ahead ...

ASIC has released updated policy guidance to improve the quality and reliability of research reports. Regulatory Guide 79 Research report providers: ...