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5105 media releases found
6 December 2012 MEDIA RELEASE
12-306MR ASIC extends shorter PDS regime relief

ASIC has extended interim class order relief from the shorter PDS regime for multi-funds, superannuation platforms and hedge funds. Class Order ...

5 December 2012 MEDIA RELEASE
12-304MR ASIC warns comparison websites

ASIC today warned operators of insurance and credit comparison websites of the need to ensure they comply with their obligations under consumer ...

4 December 2012 MEDIA RELEASE
12-302MR ASIC obtains court orders permanently banning Sydney financial adviser

ASIC yesterday obtained court orders permanently banning Melinda Scott from providing any financial services and disqualifying her from managing ...

4 December 2012 MEDIA RELEASE
12-301MR ASICs audit inspection findings for 2011-12

ASIC Chairman Greg Medcraft has described as ‘disappointing’ the results of ASIC’s audit inspection report which shows a decline in audit quality. ...

4 December 2012 MEDIA RELEASE
12-300MR ASIC helps school students get MoneySmart

Secondary school students across Australia will be taught about the financial principles of planning, saving, spending, donating and investing wisely ...

3 December 2012 MEDIA RELEASE
12-298MR ASIC calls for improved compliance in CFD and margin FX client money handling practices

ASIC has today issued a warning to the contracts for difference (CFD) and margin foreign exchange (FX) sectors following the release of a report ...

30 November 2012 MEDIA RELEASE
12-296MR ASIC bans financial adviser for failing to comply with financial services laws

ASIC has permanently banned a former Storm Financial Ltd financial adviser from providing any financial services after it found he had engaged in ...

29 November 2012 MEDIA RELEASE
12-295MR ASIC releases first Chi-X assessment report

ASIC today released its first annual assessment report of Chi-X Australia Pty Ltd (Chi-X). The assessment covers 4 May 2011 to 31 March 2012, which ...

28 November 2012 MEDIA RELEASE
12-293MR ASIC warns consumers against purported investment firm

ASIC has warned consumers about the activities of Swiss Private Capital Ltd. ASIC has received complaints regarding the activities of Swiss Private ...

27 November 2012 MEDIA RELEASE
12-292MR-Attachment - ASICs focus for 31 Decemver 2012

Performance and uncertain economic conditions 1. Revenue recognition Findings ASIC continues to identify instances where entities have ...

Last updated: 10/08/2024 11:23