ASIC today released new financial requirements for Australian financial services licensees who issue over-the-counter (OTC) derivatives to retail ...

ASIC has cancelled both the Australian financial services licence and Australian credit licence of Morrison Carr Financial Services after undertaking ...

ASIC today announced initiatives to help industry understand their regulatory obligations under the Stronger Super reforms. This follows the recent ...

ASIC has released Consultation Paper 181 Retail trading in Commonwealth Government Securities (CP 181). The consultation paper will help to implement ...

1. Compliance with key AFS licence conditions including net tangible assets (NTA), base level financial requirements, professional indemnity ...

ASIC has today released the findings of a proactive review of responsible entities (REs) operating managed investment schemes in the unlisted ...

ASIC has cancelled the Australian credit licence of Dean Mooney Pty Ltd, a Sydney-based finance broking firm, after it was found it failed to hold ...

ASIC has permanently banned Mr Colin James Oberg, formerly operating out of offices in Miranda, NSW, from providing financial services after he ...

ASIC has permanently banned Ms Almaza Souzie Boutros, of Merrylands, NSW, from engaging in credit activities after being convicted of a serious fraud ...

ASIC has made new market integrity rules for suspicious activity reporting and short sale tagging requirements which will apply for the Australian ...