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5105 media releases found
12 July 2012 MEDIA RELEASE
12-160MR ASIC proposals on winding up abandoned companies

ASIC today released a consultation paper outlining how it intends to implement its new power to wind up abandoned companies under the Corporations ...

11 July 2012 MEDIA RELEASE
12-15MR Former ARP Growth Fund operator prevented from participating in financial services, managing companies

ASIC has accepted an enforceable undertaking (EU) from the former operator of the ARP Growth Fund (ARP) permanently preventing him from working in ...

11 July 2012 MEDIA RELEASE
12-159MR ASIC permanently bans insurance representative

ASIC has permanently banned Phillip Paddison, of Mayfield, NSW, from providing financial services for engaging in dishonest conduct that involved ...

11 July 2012 MEDIA RELEASE
12-158MR ASIC permanently bans Sydney financial adviser

A Sydney-based financial adviser has been permanently banned from providing financial services after it was found he was unlicensed, acted ...

5 July 2012 MEDIA RELEASE
12-155MR ASIC releases custodial and depository services report

ASIC today released a report into custodial and depository services in Australia following a review of the industry, identifying a number of key ...

2 July 2012 MEDIA RELEASE
12-152MR ASIC launches website for publishing insolvency and other notices

ASIC has met its commitment in launching a website that publishes notices on insolvency and other matters. The stand-alone website provides a single ...

2 July 2012 MEDIA RELEASE
12-149MR Joint ASIC - Financial Markets Authority media release: Trans-Tasman mutual recognition of financial advisers announced

ASIC and New Zealand’s Financial Markets Authority (FMA) have today announced mutual recognition arrangements for Australian and New Zealand ...

29 June 2012 MEDIA RELEASE
12-148MR ASIC updates policy guidance on approach to cross-border financial regulation

ASIC has today released updated policy guidance about its approach to facilitating cross-border financial regulation to assist foreign providers of ...

28 June 2012 MEDIA RELEASE
12-146MR ASIC to discuss next phase of financial advisers exam

ASIC today announced the next phase of its consultation with the financial advice industry about its proposal to implement a national examination for ...

28 June 2012 MEDIA RELEASE
12-145MR Certainty for representatives providing financial services in regulated emissions units

Financial services representatives will be able to provide financial services involving regulated emissions units following steps taken by ASIC to ...

Last updated: 10/08/2024 11:23