ASIC is undertaking a compliance program to check the information lodged by Australian Credit Licensees in their Annual Compliance Certificates. ...

Automated trading Key proposal in CP 168 Substance of intended approach Kill switch’ capability and other trading system controls ...

General comments – There was widespread consensus that current economic conditions ought to be taken into account by ASIC in settling the ...

ASIC today announced it has refined its proposals for market structure reform and issued a timetable for implementing the regulatory framework. ...

Financial services representative, Barry David Hassell, of Athelstone in Adelaide, South Australia, has offered an enforceable undertaking (EU) to ...

ASIC released a report on exchange traded funds (ETFs) today which outlines how this growing industry is regulated in Australia and the impact of ...

ASIC today introduced a new disclosure principle and six new disclosure benchmarks for unlisted property schemes to improve investors’ awareness of ...

ASIC today released the full findings of ‘shadow shopping’ research which examined financial advice given to people to help them plan for ...

Australian businesses are invited to learn more about the new national business names registration service at a series of information sessions ...

ASIC today celebrated the first anniversary of its MoneySmart website. Over the past year, moneysmart.gov.au, ASIC’s independent personal finance ...