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5105 media releases found
4 May 2011 MEDIA RELEASE
11-89AD ASIC publishes Chi-X licence

ASIC today announced it has published on its website the licence granted to Chi-X Australia Pty Ltd (Chi-X) to operate an Australian financial ...

29 April 2011 MEDIA RELEASE
11-88AD ASIC amends class order to provide further hedging relief to market makers

ASIC today announced it had made a minor amendment to ASIC Class Order [CO 09/774] Naked short selling relief for market makers ([CO 09/774]), which ...

29 April 2011 MEDIA RELEASE
11-87MR ASIC publishes final competition market integrity rules

ASIC today published new market integrity rules to provide the framework for the introduction of competition in equity exchange markets and new ...

20 April 2011 MEDIA RELEASE
11-86AD ASIC improves complaints avenues for clients of traditional trustee services businesses

ASIC today released updated regulatory guidance to help improve avenues for making complaints from 1 January 2012. The updated guidance outlines ...

20 April 2011 MEDIA RELEASE
11-85AD ASIC permanently bans former Wealthsure financial adviser

ASIC has permanently banned Mr Brian William Veitch, of Minto in New South Wales, from providing financial services following an ASIC investigation ...

15 April 2011 MEDIA RELEASE
11-82AD New guidance on substantial holdings disclosure for securities lending

ASIC has today released new regulatory guidance and relief aimed at achieving better disclosure by parties that are engaging in securities lending of ...

14 April 2011 MEDIA RELEASE
11-81MR Property developer enters into enforceable undertaking providing compensation for vendor finance borrowers

ASIC has accepted an enforceable undertaking (EU) from a Toongabbie (NSW) based property developer, Mr Bhart Bhushan, and his company Universal ...

12 April 2011 MEDIA RELEASE
11-79MR ASIC proposes major improvements in quality of prospectuses

ASIC is proposing an overhaul of prospectuses that would make them much easier for retail investors to use and would improve the quality of ...

8 April 2011 MEDIA RELEASE
11-77MR ASIC releases further consultation paper on disclosure by infrastructure entities

ASIC today released a further consultation paper on proposed improvements in disclosure that will apply to infrastructure entities, [1] with the aim ...

6 April 2011 MEDIA RELEASE
11-75MR ASIC proposes new training and assessment framework for financial advisers

ASIC today released a consultation paper to seek views on a new training and assessment framework for financial advisers. Consultation Paper 153 ...

Last updated: 10/08/2024 11:23