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5105 media releases found
13 December 2010 MEDIA RELEASE
10-269AD ASIC releases guidance to provide greater certainty about delivering online financial services disclosures

ASIC today released guidance to provide greater certainty for financial services providers who supply financial services disclosures - such as ...

10 December 2010 MEDIA RELEASE
10-268AD Futures trader’s sentence upheld

Former futures trader, Mr Spartaco Fasciale, has lost his appeal against a six year jail term for obtaining property and a financial advantage by ...

10 December 2010 MEDIA RELEASE
10-267AD ASIC works with the Rock Building Society to correct charging errors

ASIC has raised concerns with The Rock Building Society Limited (The Rock) about charging errors on certain accounts. This included the incorrect ...

10 December 2010 MEDIA RELEASE
10-265AD Former Chartwell director pleads guilty

Former Chartwell Enterprises Pty Ltd (Chartwell) director, Graeme Hoy, has pleaded guilty to 47 charges following an ASIC investigation into the ...

8 December 2010 MEDIA RELEASE
10-262AD ASIC acts on debt collection complaints and 236 debtors receive letters of apology

ASIC has reviewed the debt collection practices of New Zealand-based debt collector EC Credit Control Pty Ltd (EC) and they have changed their debt ...

7 December 2010 MEDIA RELEASE
10-260AD Sydney financial adviser banned

ASIC has banned Ms Jenny Tu Quynh Tran of Naremburn, New South Wales from providing financial services for five years. Ms Tran was banned after an ...

6 December 2010 MEDIA RELEASE
10-259AD ASIC accepts enforceable undertaking from auditor of failed Allco Financial Group Limited

ASIC has accepted an enforceable undertaking (EU) from KPMG Sydney auditor Mr Christopher Neville Whittingham. The EU follows an investigation into ...

30 November 2010 MEDIA RELEASE
10-253AD ASIC releases Australian Securities Exchange market assessment report

ASIC today released its annual market assessment of Australian Securities Exchange group (ASX). This report is for the period of 1 January 2009 to 31 ...

29 November 2010 MEDIA RELEASE
10-252AD Margin lending relief for ASX-traded instalment warrants

ASIC has issued class order relief to ensure that the ASX-traded instalment warrant market can continue to operate appropriately after 1 January 2011 ...

22 November 2010 MEDIA RELEASE
10-245AD ASIC charges former financial adviser

Former financial adviser, Mr John Vafiadis, previously of Hobart, has appeared in the Hobart Magistrates’ Court charged with two counts of carrying ...

Last updated: 10/08/2024 11:23