ASIC and the Financial Industry Regulatory Authority (FINRA) of the United States have today entered into a Memorandum of Understanding (MOU) to ...

During the 35th Annual Conference of the International Organisation of Securities Commission (IOSCO) held in Montreal from 6-10 June 2010, ASIC was ...

ASIC has permanently banned Mr Steven James Ker of Palmyra, Western Australia from providing financial services. The banning follows an ASIC ...

ASIC has disqualified Mr Bruce Harvey, 63, of Brighton-Le-Sands, New South Wales, from managing corporations for a period of three years. Mr ...

Mr Kevin Pollock, director of Perth-based property developers, the Pollock Group, has been sentenced in the Supreme Court in Perth to five years ...

Former CS Energy Limited (CS Energy) Chief Executive Officer, Mr Mark Douglas Chatfield, was today found not guilty by a jury in the Brisbane ...

The Federal Court has appointed joint liquidators Mr Shaun Fraser and Mr James Thackray, of McGrath Nicol to wind up the unregistered managed ...

ASIC has commenced proceedings in the Federal Court of Australia against two companies engaged in finance broking. ASIC alleges that Australian ...

ASIC today announced it will continue working closely with the market over the next six to nine months to improve industry standards on the ...

ASIC today announced that it will facilitate operators of ‘frozen funds’ making hardship payments to members where the fund is in the process of ...