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ASIC today released further regulatory guidance on the implementation of the National Consumer Credit Protection Act (National Credit Act). This ...
ASIC has permanently banned Mr Alan Leslie Brown, of Lugarno NSW, from providing financial services. This follows an ASIC investigation which found ...
ASIC has today released an updated Regulatory Guide 60 Schemes of arrangement (RG 60) and Consultation Paper 127 Schemes of arrangement: Statements ...
ASIC has today released updated policy and regulatory guidance to assist issuers and advisers of margin lending facilities comply with new licensing, ...
Following the release of the consultation paper on Reforms to the Supervision of Australia’s Financial Markets by Treasury, ASIC today announced ...
ASIC is overseeing a refund process to approximately 2,000 St George Bank (St George) customers who were not provided volume rebates by the bank when ...
In the period 1 July to 30 September 2009, ASIC successfully prosecuted 95 company officers in relation to 178 contraventions of the Corporations ...
ASIC has decided to withdraw current class order relief that allows issuers of investment products to cite credit ratings without the consent of ...
ASIC has outlined changes to the regulation of credit rating agencies in Australia. From 1 January 2010, credit rating agencies will be required to ...
ASIC has released a market assessment report on the two licensed markets operated by NSX Ltd (NSXL): the National Stock Exchange of Australia Limited ...
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