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5107 media releases found
18 December 2009 MEDIA RELEASE
09-262AD ASIC releases guidance for credit licensees

ASIC today released further regulatory guidance on the implementation of the National Consumer Credit Protection Act (National Credit Act). This ...

14 December 2009 MEDIA RELEASE
09-251AD ASIC permanently bans Sydney financial adviser

ASIC has permanently banned Mr Alan Leslie Brown, of Lugarno NSW, from providing financial services. This follows an ASIC investigation which found ...

11 December 2009 MEDIA RELEASE
09-248AD Updated regulatory guide and new consultation paper regarding schemes of arrangement

ASIC has today released an updated Regulatory Guide 60 Schemes of arrangement (RG 60) and Consultation Paper 127 Schemes of arrangement: Statements ...

7 December 2009 MEDIA RELEASE
09-242AD Information for issuers and advisers of margin lending facilities

ASIC has today released updated policy and regulatory guidance to assist issuers and advisers of margin lending facilities comply with new licensing, ...

2 December 2009 MEDIA RELEASE
09-241AD ASIC prepares for the transfer of market supervision

Following the release of the consultation paper on Reforms to the Supervision of Australia’s Financial Markets by Treasury, ASIC today announced ...

19 November 2009 MEDIA RELEASE
09-232AD ASIC ensures St George passes on volume rebates to affected customers

ASIC is overseeing a refund process to approximately 2,000 St George Bank (St George) customers who were not provided volume rebates by the bank when ...

17 November 2009 MEDIA RELEASE
09-228AD Summary prosecutions of company officers - July-Sep 2009

In the period 1 July to 30 September 2009, ASIC successfully prosecuted 95 company officers in relation to 178 contraventions of the Corporations ...

12 November 2009 MEDIA RELEASE
09-225AD ASIC gives credit ratings agencies improved control over ratings use

ASIC has decided to withdraw current class order relief that allows issuers of investment products to cite credit ratings without the consent of ...

12 November 2009 MEDIA RELEASE
09-224MR ASIC outlines improvements to regulation of credit rating agencies in Australia

ASIC has outlined changes to the regulation of credit rating agencies in Australia. From 1 January 2010, credit rating agencies will be required to ...

6 November 2009 MEDIA RELEASE
09-219AD NSX limited group market assessment report

ASIC has released a market assessment report on the two licensed markets operated by NSX Ltd (NSXL): the National Stock Exchange of Australia Limited ...

Last updated: 10/08/2024 11:23