Between June 2009 and September 2009, ASIC disqualified 15 directors from managing corporations for a combined total of over 50 years, following ...

Insurance broker Mr Michael Andrew Crawley of Yarraville, Victoria, has been permanently banned from providing financial services following an ...

ASIC has released an updated version of Regulatory Guide 31 Acquisitions by a broker acting as principal for client facilitation purposes (RG 31). ...

ASIC today released an updated version of Regulatory Guide 126 Compensation and insurance arrangements for AFS licensees (RG 126). ASIC has removed ...

Recent research has found that issuers using the trans-Tasman mutual recognition of securities offerings regime have saved on compliance costs for ...

ASIC has released its annual market assessment of BGC Partners (Australia) Pty Limited (BGCA). The report covers the period 1 September 2007 to 31 ...

ASIC has cancelled 21st Century Securities Pty Ltd’s Australian financial services licence (AFSL) as the Melbourne-based firm had ceased to carry on ...

In the period 1 January to 30 June 2009, the Australian Securities and Investments Commission (ASIC) successfully prosecuted 236 company officers in ...

ASIC has released its annual market assessment of the London Metal Exchange Limited (LME). The report covers the period 11 April 2008 to 15 April ...

ASIC has released its annual market assessment of IMB Limited (IMBL). The report covers the period 19 January 2008 to 9 June 2009. ASIC has ...