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5107 media releases found
6 August 2009 MEDIA RELEASE
09-137AD ASIC gives guidance on unsolicited credit and debit cards

ASIC released Regulatory Guide 201 Unsolicited credit cards and debit cards (RG 201) on 6 August 2009. RG 201 clarifies ASIC’s interpretation of the ...

31 July 2009 MEDIA RELEASE
09-131AD ASIC releases Yieldbroker Pty Ltd market assessment report

ASIC has released its annual market assessment of Yieldbroker Pty Ltd (Yieldbroker). The report covers the period 1 July 2007 to 30 June 2008. ASIC ...

31 July 2009 MEDIA RELEASE
09-130AD ASIC releases Bloomberg Tradebook Australia Pty Ltd market assessment report

ASIC has released its annual market assessment of Bloomberg Tradebook Australia Pty Ltd (BTA). This report covers the period 1 September 2007 to 15 ...

14 July 2009 MEDIA RELEASE
09-123AD ASIC releases EBS Service Company Limited market assessment report

ASIC has released its annual market assessment of EBS Service Company Ltd (EBS). The report covers the period 1 January 2007 to 31 December 2007. ...

10 July 2009 MEDIA RELEASE
AD09-120 Former Hogan Partners stockbrokers permanently banned

ASIC has permanently banned Mr Jonathan Kur, of Dianella, Western Australia from providing financial services. This follows an ASIC investigation ...

9 July 2009 MEDIA RELEASE
09-119 Improved access to simple advice for superannuation fund members

ASIC today released Regulatory Guide 200 Advice to super fund members, to enable super fund trustees and financial advisers to give more information ...

26 June 2009 MEDIA RELEASE
09-115MR ASIC review of 30 June 2009 financial reports

ASIC has highlighted a number of areas on which company Boards and those responsible for the preparation of financial reports should focus in the ...

24 June 2009 MEDIA RELEASE
AD09-114 ASIC Permanently bans Victorian insurance broker

ASIC has permanently banned Mr Mark William Clough, of Burwood Victoria from providing financial services. This follows an ASIC investigation into ...

18 June 2009 MEDIA RELEASE
AD09-110 New market disclosure measures to enhance capital raising and continuous disclosure by unlisted entities

ASIC today released new measures to enhance market disclosure and efficiency in capital raisings and unlisted disclosing entities. The new equity ...

12 June 2009 MEDIA RELEASE
09-108AD ASIC updates guidance on paperless issues and transfers under a global debenture

ASIC has released an updated Regulatory Guide 30 Paperless issues and transfers under a global debenture (RG 30). RG 30 sets out ASIC’s guidance on ...

Last updated: 10/08/2024 11:23