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5108 media releases found
12 June 2009 MEDIA RELEASE
09-108AD ASIC updates guidance on paperless issues and transfers under a global debenture

ASIC has released an updated Regulatory Guide 30 Paperless issues and transfers under a global debenture (RG 30). RG 30 sets out ASIC’s guidance on ...

1 June 2009 MEDIA RELEASE
09-102AD ASIC launches online insolvency portal

ASIC has launched a new online portal specifically designed to meet the needs of stakeholders likely to be impacted by corporate insolvency. The ...

22 May 2009 MEDIA RELEASE
AD09-92 ASIC consolidates guidance on conduct and disclosure obligations for financial advisers

ASIC has released an updated Regulatory Guide 175 Licensing: Financial product advisers – Conduct and disclosure (RG 175). The update is a ...

22 May 2009 MEDIA RELEASE
09-91MR Report released : Survey of the OTC Derivatives Market in Australia

Today the Australian Prudential Regulation Authority, the Australian Securities and Investments Commission, and the Reserve Bank of Australia ...

19 May 2009 MEDIA RELEASE
09-90AD ASIC permanently bans former Cottesloe financial adviser - WA

ASIC has permanently banned Mr Mark Travis Goldenberg, of Cottesloe in Western Australia, from providing financial services. ASIC has also cancelled ...

18 May 2009 MEDIA RELEASE
AD09-87 National Stock Exchange market assessment report

ASIC today released a market assessment report on the National Stock Exchange of Australia Limited (NSEAL) (REP 157). The report covers the period ...

18 May 2009 MEDIA RELEASE
09-88AD ASIC improves dispute resolution schemes

ASIC has improved consumer access to dispute resolution schemes so that disputes can be resolved more quickly and efficiently, saving time and money ...

12 May 2009 MEDIA RELEASE
09-83AD ASIC bans former Townsville financial adviser

ASIC has permanently banned Mr Neil Francis Dodd, of Townsville in Queensland, from providing financial services. Mr Dodd was formerly employed as ...

8 May 2009 MEDIA RELEASE
AD09-78 ASIC releases APX market assessment report

ASIC has released its annual market assessment of Asia Pacific Exchange Limited (APX). ASIC has concluded that APX had adequate arrangements for the ...

7 May 2009 MEDIA RELEASE
09-76AD ASIC releases financial hardship report

ASIC, in conjunction with Consumer Affairs Victoria (CAV), has released a report examining how lenders and mortgage brokers respond to borrowers ...

Last updated: 10/08/2024 11:23