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5108 media releases found
26 February 2009 MEDIA RELEASE
AD09-50 ASIC welcomes court decision on Storm

ASIC has welcomed the decision of the Federal Court in Brisbane today to order that Storm Financial Limited be placed into liquidation. This ...

25 February 2009 MEDIA RELEASE
AD09-28 ASIC bans Tasmanian financial adviser

A financial adviser convicted of giving false and misleading information to ASIC during an examination has been banned from providing financial ...

20 February 2009 MEDIA RELEASE
09-25AD ASIC releases Mercari market assessment report

ASIC has released its annual market assessment (Report 149) of Mercari Pty Ltd (Mercari). ASIC has concluded that Mercari has adequate arrangements ...

20 February 2009 MEDIA RELEASE
09-24AD ASIC releases IMB market assessment report

ASIC has released its annual market assessment (Report 148) of IMBL Limited (IMBL). ASIC has concluded that IMBL has adequate arrangements for the ...

17 February 2009 MEDIA RELEASE
09-21AD Former Tricom broker banned for six years – SA

ASIC has banned Mr Peter Gordon Cameron of Unley Park, South Australia, from providing financial services for six years. Mr Cameron was a ...

5 February 2009 MEDIA RELEASE
09-12AD Former executive committed to stand trial for misuse of position

Mr Mark Douglas Chatfield of South Perth, Western Australia, appeared in the Brisbane Magistrates' Court yesterday and was committed to stand trial ...

16 January 2009 MEDIA RELEASE
AD09-109 ASIC appoints Doug Niven as senior executive leader of the Accountants and Auditors team

ASIC is delighted to announce the appointment of Doug Niven as Senior Executive Leader of the Accountants and Auditors Team. This role encompasses ...

14 January 2009 MEDIA RELEASE
AD09-04 ASIC releases market assessment reports

ASIC has released the findings of the following four annual market assessments: 1. Chicago Mercantile Exchange, Inc (CME); 2. Board of Trade of the ...

7 January 2009 MEDIA RELEASE
AD09-02 Continuation of exemptions in relation to naked short selling

This advisory relates to naked short selling only. It does not affect ASIC's current ban on covered short selling of financial securities. In ...

5 January 2009 MEDIA RELEASE
09-05 ASIC extends ban on covered short selling of financial securities

ASIC today said it would keep the ban on covered short selling of financial securities in place until Friday, 6 March 2009. ASIC advised the ...

Last updated: 10/08/2024 11:23