ASIC today released a new regulatory guide, Regulatory Guide 126: Compensation and insurance arrangements for AFS licensees (RG 126). RG 126 ...

ASIC has released a report outlining its recent decisions on applications for relief from the corporate finance, financial services and managed ...

ASIC has released an updated version of Regulatory Guide 146: Licensing: Training of financial product advisers (RG 146). RG 146 sets out the minimum ...

A report capturing the experiences of home-owners with a reverse mortgage has been released by ASIC. The report, All we have is this house (REP 109) ...

ASIC has released the findings of its fifth assessment of the Sydney Futures Exchange Limited (SFE) and SFE Clearing Corporation Limited (SFECC), and ...

ASIC has disqualified six directors in October from managing corporations following their involvement in failed companies. Ms Dominique Field ASIC ...

ASIC has obtained an extension to orders made by the Federal Court preserving the assets of Mr Graeme Rundle and the trusts associated with him. In ...

As part of its progress in implementing its ‘Three Point Plan’ for the unlisted and unrated debentures, ASIC has: released a new regulatory guide, ...

ASIC has released two regulatory guides updating our policy on independent expert reports. These are Regulatory Guide 111 Content of expert reports ...

Justice Barrett of the Supreme Court of New South Wales today delivered his judgment in respect of proceedings brought by ASIC against Mr Neil ...