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5108 media releases found
29 October 2007 MEDIA RELEASE
IR 07-47 Simpler auditor registration

ASIC has provided revised guidance for individuals and companies seeking registration as a company auditor or an authorised audit company. ‘To ...

16 October 2007 MEDIA RELEASE
IR 07-46 ASIC reports on Golden Circle market

ASIC has released its second assessment report on the market operated in Australia by Golden Circle Limited (GCL). This report concludes GCL has ...

16 October 2007 MEDIA RELEASE
CA07-17 ASIC takes action and warns against non-compliant offshore investments

ASIC has issued a warning to Australian investors about investing in offshore financial products that do not comply with local requirements. The ...

11 October 2007 MEDIA RELEASE
IR 07-45 ASIC updates guidance on licensee obligations

ASIC has released two regulatory guides about the general obligations of Australian financial services (AFS) licensees under s912A of the ...

5 October 2007 MEDIA RELEASE
07-263 New appointment to ASIC Commission

Mr Tony D’Aloisio, Chairman of ASIC, today welcomed the Treasurer’s announcement of the proposed appointment of Ms Belinda Gibson as an ASIC ...

4 October 2007 MEDIA RELEASE
IR 07-44 ASIC reports on the EBS and Mercari markets

ASIC has released the findings of its second assessment of Mercari Pty Limited (Mercari) and its third assessment of EBS Service Company Limited ...

4 October 2007 MEDIA RELEASE
IR 07-43 APRA and ASIC release discussion paper on breach reporting by dual-regulated institutions

The Australian Prudential Regulation Authority (APRA) and ASIC have issued a discussion paper on a proposed online breach reporting system for ...

1 October 2007 MEDIA RELEASE
07-257 ASIC bans former Toorak tax agent from providing financial services

ASIC has permanently banned Joseph George Christiansz, formerly of Toorak, Victoria, from providing financial services. Mr Christiansz was formerly ...

21 September 2007 MEDIA RELEASE
07-251 ASIC stops unsolicited offers to purchase securities in Centro

ASIC has acted to stop unsolicited off-market offers by Torchwood Holdings following concerns that the offers contravened the law. Approximately ...

13 September 2007 MEDIA RELEASE
07-239 Westpoint promoter Neil Burnard committed to stand trial

Mr Neil Austin Burnard was today committed to stand trial in the NSW District Court on eleven charges brought by ASIC. The charges relate to Mr ...

Last updated: 10/08/2024 11:23