ASIC has clarified its auditor report requirements under its relief for investor directed portfolio services (IDPS), IDPS-like registered schemes ...

ASIC decisions, policies and approaches will be easier to find and simpler to understand from 5 July 2007 following the launch of new regulatory ...

ASIC has released updated Policy Statement 86: Tracing beneficial  ownership [PS 86]. This statement provides guidance on how the agency will ...

ASIC has released updated versions of Policy Statement 166 Licensing: Financial requirements [PS 166] and Pro Forma 209 Australian financial services ...

ASIC has released the findings of its third assessment report of Eurex Frankfurt AG (EFAG). EFAG is licensed in Australia to operate its financial ...

ASIC has permanently banned Mr David Robert Siminton of Nar Nar Goon,Victoria, from providing financial services. Mr Siminton, the self-proclaimed ...

ASIC has released four templates today, designed to assist those parties considering offering an enforceable undertaking. Enforceable undertakings ...

ASIC has reissued its Policy Statement 184 Superannuation: Delivery of product disclosure strategies (PS 184) which deals with how superannuation ...

ASIC has issued a further updated guide for product issuers to help them comply with the Corporations Amendment Regulations 2005 (No. 1) (the ...

ASIC has today released technical updates to three ASIC policy statements, a guidance paper, and a number of class orders relating to financial ...