Mr Jeffrey Lucy, Chairman of the Australian Securities and Investments Commission (ASIC), today reminded potential investors that, if promised ...

The Australian Securities and Investments Commission (ASIC) today issued Class Order [CO 04/631] to clarify the scope of the ‘associate’ concept in ...

The Federal Court has accepted undertakings from five parties that stop alleged misleading and deceptive claims being made during the promotion and ...

The Australian Securities and Investments Commission (ASIC) today reminded existing operators of managed discretionary account (MDA) services that ...

The Australian Securities and Investments Commission (ASIC) has requested the Supreme Court of Western Australia to rule on whether certain ...

Mr John Michael Higgins, of San Souci, New South Wales, today appeared in the Downing Centre Local Court of New South Wales on 21 charges of ...

The Australia Securities and Investments Commission (ASIC) has permanently banned Mr Gregory Bernard Clements, of Kallaroo in Western Australia, from ...

The Australian Securities and Investments Commission (ASIC) has permanently banned Mr Neil Charles Manning, of Marmion in Western Australia, from ...

The Australian Securities and Investments Commission (ASIC) today provided some general guidance on the application of the financial services ...

The Australian Securities and Investments Commission (ASIC) has today released an overview of common defects identified in its surveillances relating ...