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5108 media releases found
25 September 2003 MEDIA RELEASE
IR 03-27 Amendment to ASIC Policy Statement 166 financial requirements - foreign exchange dealers

The Australian Securities and Investments Commission (ASIC) today announced changes to the financial requirements to be imposed on foreign exchange ...

24 September 2003 MEDIA RELEASE
IR 03-26 Alternative means to satisfy cash needs requirement under PS 166

The Australian Securities and Investments Commission (ASIC) today announced an alternative means for entities within a corporate group to satisfy the ...

23 September 2003 MEDIA RELEASE
IR 03-25 New ASIC policy on takeover relief

ASIC today released an expanded policy on takeover relief, Policy Statement 159 Takeovers: Discretionary powers. Policy Statement 159 aims to give ...

17 September 2003 MEDIA RELEASE
03-302 ASIC permanently bans Brisbane financial planner

The Australian Securities and Investments Commission (ASIC) has permanently banned Mr Harvey Baigent, a financial planner from Brisbane, from acting ...

12 September 2003 MEDIA RELEASE
IR 03-23 Reporting requirements for AFS licensees who are individuals

The Australian Securities and Investments Commission (ASIC) has issued a new Class Order [CO 03/748] on reporting requirements for Australian ...

4 September 2003 MEDIA RELEASE
03-283 ASIC releases first ASX assessment

The Australian Securities and Investments Commission (ASIC) today released the results of its first assessment of the Australian Stock Exchange’s ...

22 August 2003 MEDIA RELEASE
03-268 ASIC releases surveillance report on research analyst independence

The Australian Securities and Investments Commission (ASIC) today released the findings of its industry surveillance review examining the ...

6 August 2003 MEDIA RELEASE
IR 03-20 ASIC class order exempts issuers of certain documents from requirement to hold an AFSL

The Australian Securities and Investments Commission (ASIC) has released a new Class Order exemption, [CO 03/606], relating to the requirement to ...

17 July 2003 MEDIA RELEASE
03-224 ASIC acts on late disclosure

The Australian Securities and Investments Commission (ASIC) today announced the results of its campaign against listed companies that failed to lodge ...

15 July 2003 MEDIA RELEASE
IR 03-17 ASIC’s interim approach for regulation of mutual risk products

The Australian Securities and Investments Commission (ASIC) has today announced its interim position in relation to the regulation of mutual risk ...

Last updated: 10/08/2024 11:23