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5108 media releases found
14 July 2003 MEDIA RELEASE
IR 03-16 ASIC regulation of promissory notes

The Australian Securities and Investments Commission (ASIC) today announced the release of an FAQ to assist issuers of promissory notes in ...

3 July 2003 MEDIA RELEASE
03-211 South Australian adviser banned permanently

The Australian Securities and Investments Commission (ASIC) has permanently banned Mr David Paul Mudge, formerly of Windsor Gardens, South Australia, ...

2 July 2003 MEDIA RELEASE
03-208 Sentence reduced for Tasmanian financial adviser

The Tasmanian Court of Criminal Appeal today upheld the appeal of Mr Joachim Prehn, a former Burnie-based insurance agent and financial adviser, ...

26 June 2003 MEDIA RELEASE
03-198 ASIC and Hong Kong SFC sign MOU

Mr David Knott, Chairman of the Australian Securities and Investments Commission (ASIC), today signed a Memorandum of Understanding (MoU) with Mr ...

19 June 2003 MEDIA RELEASE
03-188 Sydney adviser banned permanently

The Australian Securities and Investments Commission (ASIC) has permanently banned Mr John Michael Higgins, of Sans Souci, New South Wales, from ...

19 May 2003 MEDIA RELEASE
03-158 Investor alert: fixed interest products higher returns mean higher risks

The Australian Securities and Investments Commission (ASIC) today warned investors to watch out for the different levels of risk attached to fixed ...

16 May 2003 MEDIA RELEASE
03-157 ASIC refers Cobra bid to Takeovers Panel

The Australian Securities and Investments Commission (ASIC) today applied to the Takeovers Panel for a declaration of unacceptable circumstances in ...

17 April 2003 MEDIA RELEASE
IR 03-12 ASIC acts to ensure fundraising documents provide sufficient information for investors

The Australian Securities and Investments Commission (ASIC) has acted to ensure that fundraising documents contain enough information to allow ...

25 March 2003 MEDIA RELEASE
IR 03-08 Pro forma 209: AFS licence conditions

The Australian Securities and Investments Commission (ASIC) has reissued Pro Forma 209: AFS Licence Conditions, following consultation with industry ...

17 March 2003 MEDIA RELEASE
IR 03-07 Applying to register as an auditor?

The Australian Securities and Investments Commission (ASIC) has issued an updated Information Sheet to provide guidance for applicants wishing to ...

Last updated: 10/08/2024 11:23