ASIC has banned former BGC Securities (Australia) Pty Limited (BGC) broker David Moore, of Pullenvale, QLD, from providing financial services for ten ...

Former Quantum Resources Ltd (Quantum) director Avrohom Mordechai Kimelman, of St Kilda East Victoria, and Don George Evans, of Inglewood WA, ...

ASIC has modified the Corporations Act to prevent stub equity offers of scrip in a proprietary company being made to large numbers of retail target ...

Mr Zinan Ou of Beverley Park in New South Wales has been charged with making a false or misleading statement in a document lodged with ASIC. ...

ASIC is extending the temporary relief for capital raisings and financial advice due to the continuing uncertain impacts of COVID-19. ASIC is also ...

ASIC has today issued Report 668 Allocations in debt capital market transactions (REP 668). REP 668 outlines findings from ASIC’s surveillance of ...

A recent ASIC surveillance has found that fund managers must do more to ensure their products are ‘true to label’ – that the product name aligns with ...

ASIC has today released its enforcement update report for the period 1 January to 30 June 2020. A copy of the report - outlining key actions taken ...

ASIC has cancelled the Australian Financial Services (AFS) licence of Sydney-based retail over-the-counter (OTC) derivatives issuer Union Standard ...

ASIC has added conditions to the registration of two auditors of self-managed superannuation funds (SMSFs). ASIC additional conditions were imposed ...