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5097 media releases found
27 March 2020 MEDIA RELEASE
20-074MR Federal Court confirms Storm Financial directors breached duties

The Full Federal Court has confirmed that the directors of Storm Financial, Emmanuel and Julie Cassimatis, breached their duties as directors. These ...

26 March 2020 MEDIA RELEASE
20-073MR Former NSW South Coast financial advisor sentenced for dishonestly obtaining client funds

Trevor William Martin, former Kiama financial advisor, has been sentenced to three years’ imprisonment to be served by way of Intensive Corrections ...

24 March 2020 MEDIA RELEASE
20-072MR ASIC bans Western Australian adviser for four years

ASIC has banned Kelmscott-based financial adviser Mr Anthony Hilsley from providing financial services for four years. This follows an ASIC ...

24 March 2020 MEDIA RELEASE
20-071MR Former director disqualified after transferring business and leaving insufficient assets to pay creditors

ASIC has disqualified Mr Damien John Harvie of Ormeau Hills QLD from managing corporations for four years following his involvement in the failure of ...

23 March 2020 MEDIA RELEASE
20-070MR ASIC recalibrates its regulatory priorities to focus on COVID-19 challenges

In coordination with the Council of Financial Regulators, ASIC will focus its regulatory efforts on challenges created by the COVID-19 pandemic. ...

20 March 2020 MEDIA RELEASE
20-069MR ASIC suspends AFS licence of Longhou Capital Markets Pty Ltd

ASIC has suspended the Australian financial services (AFS) licence of Longhou Capital Markets Pty Ltd (Longhou), a Queensland-based financial ...

20 March 2020 MEDIA RELEASE
20-068MR Guidelines for meeting upcoming AGM and financial reporting requirements

Annual general meetings Coronavirus (COVID-19) may temporarily impact on companies’ ability to hold an annual general meeting (AGM). This issue is ...

18 March 2020 MEDIA RELEASE
20-067MR Societe Generale Securities Australia Pty Ltd charged with breaching client money obligations

On 17 March Societe Generale Securities Australia Pty Ltd (SGSAPL) appeared in the Downing Centre Local Court in Sydney on criminal charges, ...

17 March 2020 MEDIA RELEASE
20-066MR AMP Life and AMP Capital pay penalties in relation to trade reporting rules

AMP Life Limited (AMP Life) has paid a penalty of $275,500 and AMP Capital Investors Limited (AMP Capital) has paid a penalty of $250,500 to comply ...

17 March 2020 MEDIA RELEASE
20-065MR ASIC commenced proceedings against Colonial First State over dealings with MySuper accounts

On 16 March 2020, ASIC commenced civil penalty proceedings in the Federal Court against Colonial First State Investments Limited (CFSIL) in its own ...

Last updated: 10/08/2024 11:23