Former financial adviser, Gabriel Nakhl, was convicted in the District Court of New South Wales on 8 June 2018 on 8 charges brought by ASIC of ...

ASIC has permanently banned former credit representative Mr Colin William Hulbert, of Cairns, Queensland, from engaging in credit activity. Mr ...

ASIC has released its latest report outlining decisions on relief applications, highlighting ASIC’s efforts to reduce red-tape and achieve a ...

ASIC has commenced proceedings in the Federal Court of Australia against Westpac Banking Corporation in relation to alleged poor financial advice ...

ASIC has commenced civil penalty proceedings in the Federal Court of Australia against Frank Cullity Wilson, former managing director of Quintis ...

ASIC enforcement action has resulted in four infringement notices totalling $50,400 to Bananacoast Community Credit Union Pty Ltd (BCU) for ...

An ASIC review has found that while registered liquidators are mostly doing the right thing when complying with their lodgement and publication ...

ASIC has today finalised and published benchmarks rules, a significant benchmarks declaration, and a regulatory guide in a further series of measures ...

Wilsons Advisory and Stockbroking Limited (‘Wilsons’) has paid a penalty of $35,000 to comply with an infringement notice given to it by the ...

The Australian Securities and Investments Commission (ASIC) has suspended the Australian financial services (AFS) licence of Vesta Living Communities ...