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26 August 2016 MEDIA RELEASE
16-276MR ASIC publishes fifth report on corporate finance regulation

ASIC has today published its fifth report on the regulation of corporate finance issues in Australia. The report, which covers the period January to ...

26 August 2016 MEDIA RELEASE
16-275MR Former director of joint venture partner charged with insider trading offences

Darren James Lind, 45, a former director of Golden Fields Resources Pty Ltd and a director of Longer View Pty Ltd, was represented in the Adelaide ...

26 August 2016 MEDIA RELEASE
16-274MR ASIC remakes ‘sunsetting’ class orders on dollar disclosure

ASIC has made a new legislative instrument to replace three class orders on dollar disclosure that were due to expire (‘sunset’) on 1 October 2016 ...

26 August 2016 MEDIA RELEASE
16-273MR ASIC remakes instruments that affect financial reporting

Following public consultation, ASIC has remade five legislative instruments that affect financial reporting by disclosing entities and entities ...

25 August 2016 MEDIA RELEASE
16-272MR Former director jailed for breaching director's duties

Following an ASIC investigation, Mr Garry Leonard Matthews, a former director of Carrington Carpet Services Pty Ltd (Carrington), has been sentenced ...

24 August 2016 MEDIA RELEASE
16-271MR Macquarie Investment Management penalised over Corporations Act contraventions

The Supreme Court of New South Wales has found that Macquarie Investment Management Ltd (MIML) contravened the Corporations Act by failing to comply ...

24 August 2016 MEDIA RELEASE
16-270MR ASIC bans former Macquarie adviser Anthony Jason Sourris

ASIC has banned Anthony Jason Sourris, of Kenmore, Queensland, from providing financial services for two and a half years.  Mr Sourris was employed ...

24 August 2016 MEDIA RELEASE
16-269MR ASIC bans former Macquarie adviser Sarah Kate Gardner

ASIC has banned Sarah Kate Gardner, of Mooloolaba, Queensland, from providing financial services for one year.  Ms Gardner was employed as a ...

24 August 2016 MEDIA RELEASE
16-268MR ASIC bans former director of financial services business

ASIC has banned Mr Anthony John Downey, of Brighton, Victoria, from providing financial services for a period of six years following an ...

24 August 2016 MEDIA RELEASE
16-267MR ASIC accepts enforceable undertaking from My Adviser Pty Ltd

Following an investigation which commenced in January 2016, ASIC has accepted an enforceable undertaking (EU) offered by My Adviser Pty Ltd. The ...

Last updated: 10/08/2024 11:23