R S Capital Partners Pty Ltd (RS Capital) has paid a $10,800 infringement notice penalty after making potentially misleading representations about ...

ASIC has cancelled the registration of 133 approved self-managed superannuation fund (SMSF) auditors who did not lodge their annual statements. On ...

Former Victorian finance broker Rudy Noel Frugtniet's appeal against his permanent banning from engaging in credit activities has been dismissed by ...

The Federal Court in Perth today banned Gary Stokes and Terence Quinn from managing corporations for three years and ordered they each pay a $25,000 ...

ASIC has repealed ASIC Class Order [CO 02/226] that is due to expire ('sunset') on 1 April 2017. Class Order [CO 02/226] Managed investment schemes: ...

ASIC has accepted a voluntary undertaking (VU) from Victoria-based registered liquidator, Gregory Stuart Andrews, of the insolvency firm GS Andrews ...

ASIC has banned Mr Nicholas Kerr, of Carindale, Queensland, from providing financial services for five years after finding that he engaged in ...

ASIC has cancelled the Australian financial services licence held by Marigold Falconer International Limited (Marigold Falconer). Marigold Falconer ...

The Federal Court in Perth has made interim orders against West Australian-based property developer Ms Desiree Veronica Macpherson and several Macro ...

A former director of one of the Kleenmaid group of companies, Bradley Wendell Young was sentenced to nine years imprisonment last Friday after being ...