ASIC has banned former client adviser, Mr Ryan Batros, of Melbourne, from providing financial services for five years.　 Mr Batros was an authorised ...

Murray Bridge grain trader, Brenton Strauss, has appeared in the Murray Bridge Magistrates' Court on two charges, brought by ASIC, of breaching his ...

ASIC today released a consultation paper about it directly communicating specific financial reporting and audit findings identified from ASIC reviews ...

Following an ASIC application, the Federal Court in Perth has made asset preservation orders, by consent, against Ms Jane Rosemary Flegg, a Western ...

  Ms Jianyong (Jenny) Mao, of South Brisbane, Queensland, has appeared in the Southport Magistrates' Court on a charge brought by ASIC of giving ...

ASIC today released a consultation paper and proposed regulatory guidance on risk management practices for responsible entities in the managed funds ...

ASIC today released a consultation paper proposing to remake its class order on nominee and custody services, which is currently due to expire ...

Following public consultation, ASIC has finalised an Instrument to maintain relief concerning the entities to which client money can be deposited ...

ASIC has cancelled the Australian Financial Services (AFS) licence of ICBC Capital Pty Ltd (in liquidation) (ACN140 629 296). ICBC was formerly known ...

ASIC has exercised its wind up powers appointing liquidators to 13 abandoned companies to assist employees gain access to the Fair Entitlements ...