The former CEO of collapsed debenture issuer, Wickham Securities Ltd, has today pleaded guilty to various charges brought by ASIC, including fraud. ...

The Full Court of the Federal Court of Australia has upheld an appeal by former directors of Australian Property Custodian Holdings Ltd) (APCHL), the ...

An ASIC review of issuer due diligence in initial public offerings (IPO), has found a close correlation between defective disclosure in a prospectus ...

ASIC has today released a consultation paper proposing to maintain markets and securities relief that ASIC has previously provided from certain ...

In response to ASIC's concerns about its compliance with Australian financial services laws, Optus Insurance Services Pty Ltd (Optus) will refund ...

In July 2015 ASIC commenced inquiries into allegations made against I.O.O.F. Holdings Limited and its subsidiaries (IOOF), including issues raised by ...

On 30 June 2016, the transitional period for recognised accountants who provide self-managed superannuation fund (SMSF) related financial advice ...

Mr Madhvan Nair, a former mortgage broker with AHL Investments Pty Ltd (trading as Aussie), has admitted through his solicitor to eighteen charges ...

ASIC has warned of a dramatic increase in the extent of unlicensed conduct by retail OTC derivative providers seeking to expand their market with new ...

As part of proceedings commenced by ASIC to appoint provisional liquidators to six companies within the Uglii Group, the defendant companies have ...