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5 July 2016 MEDIA RELEASE
16-215MR ASIC encourages Indigenous consumers to 'take a minute with their money'

To mark NAIDOC Week (3-10 July 2016), ASIC has released a new series of videos designed to help Indigenous consumers with key money decisions. They ...

4 July 2016 MEDIA RELEASE
16-216MR Gold Coast former financial advisor and accountant charged with multiple counts of fraud involving approximately $800,000

Following an ASIC investigation, former financial adviser and accountant, Satvir Singh Birk, aged 40, of Reedy Creek, has today appeared in the ...

1 July 2016 MEDIA RELEASE
16-214MR ASIC cancels AFS licence for failing to lodge financial statements

ASIC has cancelled the Australian financial services (AFS) licence of Sydney-based Etern Wisdom Global Pty Ltd (Etern Wisdom) for failing to comply ...

1 July 2016 MEDIA RELEASE
16-213MR XTrade to change client money practices following ASIC surveillance

As a result of ASIC's intervention, licensed retail OTC derivatives issuer XTrade.au Pty Ltd (AFSL No. 343628) (XTrade), formerly O.C.M. Online ...

30 June 2016 MEDIA RELEASE
16-212MR ASIC targets misleading Chinese language home loan advertising

An ASIC review of advertising targeting Chinese speaking home buyers has prompted four mortgage broking firms to change their home loan advertising. ...

30 June 2016 MEDIA RELEASE
16-211MR Macquarie Bank Limited - conclusion of works undertaken by external expert

Today ASIC has removed the additional conditions which were imposed by ASIC on the Australian financial services (AFS) licence of Macquarie Bank ...

30 June 2016 MEDIA RELEASE
16-210MR ASIC simplifies registration of company auditors

ASIC today released revised Regulatory Guide 180 Auditor Registration (RG 180) which simplifies and improves the registration process for prospective ...

29 June 2016 MEDIA RELEASE
16-209MR Former Sydney finance broker sentenced to intensive correction order

Former Sydney finance broker, Jennifer Mary Farias, has been sentenced to a one-year intensive correction order in the NSW Local Court after pleading ...

29 June 2016 MEDIA RELEASE
16-208MR ASIC cancels licence of AFS wholesale service provider

ASIC has cancelled the Australian financial services (AFS) licence of Ergo Capital Pty Ltd (AFS licence No 420978) for failing to comply with a ...

28 June 2016 MEDIA RELEASE
16-207MR ASIC warns 185 SMSF auditors to lodge annual statements or their registration will be cancelled

ASIC is sending a final warning to 185 approved SMSF auditors that their registration will be cancelled if their outstanding annual statements are ...

Last updated: 10/08/2024 11:23