ASIC has cancelled the Australian financial services (AFS) licence of Queensland-based Advamode Financial Pty Ltd (Advamode).  The cancellation was ...

ASIC today announced the results from a review of the 31 December 2015 financial reports of 100 listed and other public interest entities. Following ...

Macquarie Securities (Australia) Limited (“Macquarie Securities”) has paid a total pecuniary penalty of $120,000 to comply with an infringement ...

Kovacs Property Group Pty Ltd has paid a $10,800 penalty to comply with an ASIC infringement notice after producing potentially misleading ...

On 1 June 2016, ASIC made a new legislative instrument to replace its class order on financial product advice – exempt documents that was due to ...

ASIC has released its latest report outlining decisions on relief applications, highlighting ASIC’s efforts to reduce red-tape and achieve a ...

ASIC has commenced proceedings in the Supreme Court of New South Wales against Macquarie Investment Management Ltd (MIML) as the responsible entity ...

Following its announcement on 2 June 2016 (refer: 16-176MR), ASIC has granted relief to assist responsible entities of registered schemes to allow ...

ASIC today released a report detailing the findings of a recent surveillance program and identifying some serious and widespread compliance failures ...

ASIC has applied to the Federal Court of Australia for the appointment of provisional liquidators to six companies within the Uglii Group, namely: ...